(Bench Opinion)
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
being done in connection with this case, at the time the opinion is issued.
The syllabus constitutes no part of the opinion of the Court but has been
prepared by the Reporter of Decisions for the convenience of the reader.
See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
challenge must be sought in historical understanding and practice, in
the Constitution's structure, and in this Court's jurisprudence. P. 4.
(b) Relevant constitutional practice tends to negate the existence
of the congressional power asserted here, but is not conclusive.
Enactments of the early Congresses seem to contain no evidence of
an assumption that the Federal Government may command the
States' executive power in the absence of a particularized constitutional authorization. The early enactments establish, at most, that
the Constitution was originally understood to permit imposition of an
obligation on state judges to enforce federal prescriptions related to
matters appropriate for the judicial power. The Government misplaces its reliance on portions of The Federalist suggesting that
federal responsibilities could be imposed on state officers. None of
these statements necessarily implies_what is the critical point
here_that Congress could impose these responsibilities without the
States' consent. They appear to rest on the natural assumption that
the States would consent, see FERC v. Mississippi, 456 U. S. 742,
796, n. 35 (O'Connor, J., concurring in judgment and dissenting in
part). Finally, there is an absence of executive-commandeering federal
statutes in the country's later history, at least until very recent years.
Even assuming that newer laws represent an assertion of the congressional power challenged here, they are of such recent vintage that
they are not probative of a constitutional tradition. Pp. 4_18.
(c) The Constitution's structure reveals a principle that controls
these cases: the system of "dual sovereignty." See, e.g., Gregory v.
Ashcroft, 501 U. S. 452, 457. Although the States surrendered many
of their powers to the new Federal Government, they retained a
residuary and inviolable sovereignty that is reflected throughout the
Constitution's text. See, e.g., Lane County v. Oregon, 7 Wall. 71, 76.
The Framers rejected the concept of a central government that would
act upon and through the States, and instead designed a system in
which the State and Federal Governments would exercise concurrent
authority over the people. The Federal Government's power would
be augmented immeasurably and impermissibly if it were able to
impress into its service_and at no cost to itself_the police officers
of the 50 States. Pp. 18_22.
(d) Federal control of state officers would also have an effect upon
the separation and equilibration of powers between the three branches
of the Federal Government itself. The Brady Act effectively transfers
the President's responsibility to administer the laws enacted by
Congress, Art. II, §§2 and 3, to thousands of CLEOs in the 50 States,
who are left to implement the program without meaningful Presidential control. The Federal Executive's unity would be shattered,
and the power of the President would be subject to reduction, if
Congress could simply require state officers to execute its laws.
Pp. 22_23.
(e) Contrary to the dissent's contention, the Brady Act's direction
of the actions of state executive officials is not constitutionally valid
under Art. I, §8, as a law "necessary and proper" to the execution of
Congress's Commerce Clause power to regulate handgun sales.
Where, as here, a law violates the state sovereignty principle, it is not
a law "proper for carrying into Execution" delegated powers within
the Necessary and Proper Clause's meaning. Cf. New York v. United
States, 505 U. S. 144, 166. The Supremacy Clause does not help the
dissent, since it makes "Law of the Land" only "Laws of the United
States which shall be made in Pursuance [of the Constitution.]" Art.
VI, cl. 2. Pp. 24_25.
(f) Finally, and most conclusively in these cases, the Court's
jurisprudence makes clear that the Federal Government may not
compel the States to enact or administer a federal regulatory program.
See, e.g., New York, supra, at 188. The attempts of the Government
and the dissent to distinguish New York_on grounds that the Brady
Act's background-check provision does not require state legislative or
executive officials to make policy; that requiring state officers to
perform discrete, ministerial federal tasks does not diminish the state
or federal officials' accountability; and that the Brady Act is addressed
to individual CLEOs while the provisions invalidated in New York
were directed to the State itself_are not persuasive. A ``balancing''
analysis is inappropriate here, since the whole object of the law is to
direct the functioning of the state executive, and hence to compromise
the structural framework of dual sovereignty; it is the very principle
of separate state sovereignty that such a law offends. See e.g., New
York, supra, at 187. Pp. 25_34.
2. With the Act's background-check and implicit receipt-of-forms
requirements invalidated, the Brady Act requirements that CLEOs
destroy all Brady Forms and related records, §922(s)(6)(B)(i), and give
would-be purchasers written statements of the reasons for determining
their ineligibility to receive handguns, §922(s)(6)(C), require no action
whatsoever on the part of CLEOs such as petitioners, who are not
voluntary participants in administration of the federal scheme. As
to them, these provisions are not unconstitutional, but simply inoperative. Pp. 34_36.
3. The Court declines to address the severability question briefed
and argued by the parties: whether firearms dealers remain obliged
to forward Brady Forms to CLEOs, §§922(s)(1)(A)(i)(III) and (IV), and
to wait five business days thereafter before consummating a firearms
sale, §922(s)(1)(A)(ii). These provisions burden only dealers and
firearms purchasers, and no plaintiff in either of those categories is
before the Court. P. 36.
66 F. 3d 1025, reversed.
Scalia, J., delivered the opinion of the Court, in which Rehnquist,
C. J., and O'Connor, Kennedy, and Thomas, JJ., joined. O'Connor,
J., and Thomas, J., filed concurring opinions. Stevens, J., filed a
dissenting opinion, in which Souter, Ginsburg, and Breyer, JJ.,
joined. Souter, J., filed a dissenting opinion. Breyer, J., filed a
dissenting opinion, in which Stevens, J., joined.